SEC Insights Archives | Marcum LLP

Capital Markets

Non-GAAP Financial Measures: 10 Recommendations for Compliance and Reducing the Risk of SEC Staff Comments

October 22, 2024

Non-GAAP Financial Measures: 10 Recommendations for Compliance and Reducing the Risk of SEC Staff Comments

Capital Markets

MD&A Disclosure about Critical Accounting Estimates vs Critical Accounting Policies: More than a Name Change

October 22, 2024

MD&A Disclosure about Critical Accounting Estimates vs Critical Accounting Policies: More than a Name Change

Capital Markets

SEC’s New Cybersecurity Disclosure Mandate: How to Determine and Report Incidents on Form 8-K

September 6, 2024

SEC’s New Cybersecurity Disclosure Mandate: How to Determine and Report Incidents on Form 8-K

Capital Markets

Amendments to Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

September 6, 2024

Amendments to Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

Capital Markets

SEC Staff Issues Statement on ETFs: Demands Clarity in Foreign Currency Holdings

SEC Staff Issues Statement on ETFs: Demands Clarity in Foreign Currency Holdings

Capital Markets

SEC Clarifies New Final Rule on Tailored Shareholder Reports

SEC Clarifies New Final Rule on Tailored Shareholder Reports

Capital Markets

The Enhancement and Standardization of Climate-Related Disclosures for Investors

The Enhancement and Standardization of Climate-Related Disclosures for Investors

Capital Markets

From Insider Trading to Climate Risks: SEC’s Latest Releases Affecting Corporate Reporting

From Insider Trading to Climate Risks: SEC’s Latest Releases Affecting Corporate Reporting

Capital Markets

SEC Share Repurchase Disclosure Rule Hits Judicial Wall: What’s Next?

SEC Share Repurchase Disclosure Rule Hits Judicial Wall: What’s Next?

Capital Markets

Money Market Fund Reforms

October 17, 2023

Money Market Fund Reforms

Capital Markets

SEC’s Chief Accountant Stresses the Need for Holistic Risk Assessments in Financial Reporting

October 17, 2023

SEC’s Chief Accountant Stresses the Need for Holistic Risk Assessments in Financial Reporting

Capital Markets

SEC Proposed Amendment to Improving Central Clearing Risk Management and Resilience

SEC Proposed Amendment to Improving Central Clearing Risk Management and Resilience

Capital Markets

SEC Proposed Amendment to Section 13D-G: Modernizing Beneficial Ownership Reporting – Strengthens Financial Transparency?

SEC Proposed Amendment to Section 13D-G: Modernizing Beneficial Ownership Reporting – Strengthens Financial Transparency?

Capital Markets

Amendments to Modernize Share Repurchase Disclosures

Amendments to Modernize Share Repurchase Disclosures

Capital Markets

SEC Updates to the Financial Reporting Manual, Extending Edgar Filing Hours, and Compliance and Disclosure Interpretations

SEC Updates to the Financial Reporting Manual, Extending Edgar Filing Hours, and Compliance and Disclosure Interpretations

Capital Markets

Recovery of Erroneously Awarded Compensation

December 16, 2022

Recovery of Erroneously Awarded Compensation

Prev

1
2
3
0
10

Next

Be in the Know Get all the latest insights from Marcum.

Subscribe

Subscribe