2015 Marcum
MicroCap Conference

GRAND HYATT NEW YORK
May 27-28, 2015


DAY 2: Registration Starts at 7:30 AM

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Richard Fuld, Jr. to Deliver Keynote Address at 2015 Marcum MicroCap Conference

Richard S. Fuld, Jr., Chairman of Matrix Advisors and former Chairman of Lehman Brothers, will deliver the keynote address at the 2015 Marcum MicroCap Conference, taking place May 27-28 at the Grand Hyatt Hotel in New York City. Full Article >>

Welcome to the 2015 Marcum MicroCap Conference

Presented with
KCSA The IR App

The Marcum MicroCap Conference is dedicated to providing a forum where publicly traded companies under $500 million in market capitalization can network with the investment community. The conference features presentations by CEOs and CFOs from six principal industry sectors, expert panels moderated by industry leaders, and the opportunity to meet with management of these companies on a One-on-One basis.

Marcum is again proud to partner with KCSA Strategic Communications and Launchpad Investor Relations to present our annual MicroCap Conference.

This year, in order to accommodate investor interest and provide a showcase for early stage growth companies, the conference is being expanded to include an additional half-day dedicated exclusively to nanocap and pre-IPO enterprises. Presentations from these companies will take place on Day One, followed by presentations from more mature publicly traded microcap companies on Day Two.

The conference will feature the following presentation tracks:

  • Technology, Media & Internet
  • Software & Business Services
  • Life Science & Healthcare
  • Retail & Consumer Products
  • Energy & Natural Resources
  • Industrials
  • Other

 

In addition, the conference will also include a full agenda of expert panel discussions on issues of strategic importance to small cap issuers and investors.

This event attracts fund managers and high net worth investors who focus on small cap equities. Over 2,000 participants from all segments of the microcap market are expected to participate. Attendees will include senior management, finance and legal executives, venture and lower middle-market private equity investors, institutional investors, directors, investment bankers, buy- and sell-side analysts, and service providers to the microcap marketplace.

 

Day Two – FULL DAY: Thursday, May 28, 2015

The conference’s second day will feature a full agenda of presentations from over 120 publicly-traded microcap companies, expert panel discussions, One-on-One meetings, and a luncheon keynote speaker (Richard S. Fuld, Jr). The day concludes with a gala cocktail reception and musical entertainment.
 
View Full Presenting Company Schedule
 
7:30 am - 5:00 pm   Conference Registration and Exhibits
8:00 am - 9:00 am   Breakfast   Sponsored by National Securities
8:30 am - 9:00 am   Welcome and Opening Remarks
    Company Presentations & One-on-One Meetings / Panel Discussions*
9:00 am - 10:00 am   Blazing New Trails:  Investing in the Marijuana Industry
A Whole New Sector of Public Companies Available for Investors to Consider
Moderator:
Marc Ross, Sichenzia Ross Friedman Ference LLP
Speakers:
Isaac Dietrich, CEO, MassRoots
Michael Lewis, Freedom Seed & Feed
Morgan Paxhia, Poseidon Asset Management
10:00 am - 11:00 am   Discovering Breakthrough Opportunities in Life Sciences
How to Evaluate Early Stage and Pre-Revenue Life Science Companies
Moderator:
Jim Alfaro, Maxim Group LLC
Speakers:
Robert Giordano, J. Streicher Capital LLC
Anthony Sun, Managing Director, Aisling Capital
Dr. Swayampakula Ramakanth, H.C. Wainwright & Co., LLC
Neil Warma, CEO, Opexa Therapeutics
11:00 am - 12:00 pm   After Alibaba: The State of the Market for US Listed, China Based Public Companies
Industry Leaders will analyze lessons learned
Moderator:
Drew Bernstein, Marcum LLP
Speakers:
Mark Crone, CKR Law LLP
Dan David, Co-Founder of Geoinvesting
Edward Kovary, EarlyBirdCapital, Inc.
12:00 pm - 1:30 pm   Lunch   Sponsored by Maxim Group
12:30 pm - 1:15 pm  

 

Keynote Speaker
Richard S. Fuld, Jr., Chairman of Matrix Advisors and former Chairman of Lehman Brothers
How Emerging Growth Companies Can Succeed in Today’s Capital Markets: Perspectives from My Journey

Key Points:

  • The strategy employed by Lehman Brothers to become one of the world’s leading investment banks
  • Aspects of the financial crisis
  • The current capital market environment
  • The keys to success for today’s growth companies choosing to access the capital markets

    Company Presentations & One-on-One Meetings / Panel Discussions*
1:30 pm - 2:30 pm   Cybersecurity Risks:  A Threat to Publicly Traded Companies and  the Capital Markets
Where Threats Lurk and the Role of the Board
Moderator:
Heather Bearfield, Marcum LLP
Speakers:
Bo Dietl, Beau Dietl & Associates
Tom Runzo, Equisolve
Peter Wyman, Merrill DataSite
2:30 pm - 3:30 pm   Corporate Governance in the Microcap Sector
Microcap companies can be Challenged
Moderator:
David Feldman, Richardson & Patel LLP
Speakers:
John D. Hogoboom, Lowenstein Sandler LLP
Steven Uslaner, Littman Krooks LLP
Howard Yeaton, Financial Consulting Strategies
3:30 pm - 4:30 pm   How Liquidity Impacts the Value of a Microcap Stock
How to Identify Companies that are Effectively Building an Active and Diverse Shareholder Base
Moderator:
Jeff Goldberger, KCSA Strategic Communications
Speakers:
Jon Merriman, Merriman Capital
Jonathan C. Rich, National Securities
Joshua Sason, Magna
Dennis Schall, Marcum LLP
Adam Stormoen, Dougherty & Company
5:00 pm - 8:00 pm   Closing Cocktail Reception Featuring Steven Ditullio  Sponsored by H.C. Wainwright & Co.
Featured Athlete: Ron Guidry, New York Yankees Sponsored by GeoInvesting
     
    * Times are subject to change.
8:00 pm - 11:00 pm   The Official Conference After-Party Hosted by Blackbridge Capital
     
    Register for event >>

Day One – HALF DAY: Wednesday, May 27, 2015
PRESENTING COMPANY SLOTS SOLD OUT

The 2015 Marcum MicroCap Conference opens with a half-day showcase of early stage growth companies, highly vetted nanocap opportunities and pre-IPO enterprises. The program will include One-on-One meetings with presenting company management, expert panel discussions and a cocktail reception.
 
View Full Presenting Company Schedule
 
11:30 am - 4:30 pm   Conference Registration
1:00 pm - 4:30 pm   Company Presentations & One-on-One Meetings
    Panel Discussions*
1:30 pm - 2:30 pm   Uplisting to an Exchange
What Every Company Needs to Know Before, During and After Listing
Moderator:
Ali Panjwani, Pryor Cashman LLP
Speakers:
Doug Armstrong, Dawson James Securities, Inc.
Dave Donohoe, Roth Capital Partners
Andrew Hall, NASDAQ
Gregg Jaclin, Szaferman, Lakind, Blumstein & Blader, P.C.
2:30 pm - 3:30 pm   Best Practices in Corporate Governance, Legal and Accounting Matters
Key Issues and Hot Topics that Matter to Investors and Regulators

Moderator:
Thomas Hanley, Stradley Ronon
Speakers:
Nicholas Christiano, Jr., National Managing Partner, Healthcare Tatum, a Randstad company
Caryn Schechtman, DLA Piper
Steve Schuster, McLaughlin & Stern LLP
Lou Taubman, Hunter Taubman Fischer, LLP
3:30 pm - 4:30 pm   Capital Raising in the Current Environment
Funding Options and Structures Geared Towards Microcap Companies
Moderator:
Mitchell Nussbaum, Loeb & Loeb LLP
Speakers:
Mark Elenowitz, Tripoint Global Equities, LLC
Oded Har-Even, Sullivan & Worcester and Zysman, Aharoni & Gayer LLP
Justin Keener, JMJ Financial Group
4:30 pm - 7:30 pm   Cocktail Reception   Sponsored by ROTH Capital Partners
     
    * Times are subject to change.

Featured News

May 18, 2015
David Bukzin, Partner-In-Charge, New York City Office, Interviewed in Equities.com Article "Small is Getting Big on Wall Street: David Bukzin of Marcum LLP Discusses the 2015 MicroCap Conference."

It’s clear that the U.S. capital markets are back to robust levels by any metric, closing banner year after banner year in which deal volume, number of IPOs, dollar amount raised, and so forth continue to rise by healthy growth rates.

May 18, 2015
Ron Guidry, New York Yankees Pitcher, to Make Special Appearance at 2015 Marcum MicroCap Conference

Ron Guidry will make a special appearance at the 2015 Marcum MicroCap Conference on Thursday, May 28, 2015.

May 18, 2015
Record Participation Expected at 2015 Marcum MicroCap Conference

Record numbers of presenting companies and attendees have registered for the 2015 Marcum MicroCap Conference, taking place May 27-28 at the Grand Hyatt Hotel in New York City. The annual conference, which provides a forum for publicly traded companies under $500 million in market capitalization to network with the investment community, is presented by nationally ranked accounting firm Marcum LLP.

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